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New. No dust jacket. Mometrix Test Preparation's Series 65 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Investment Adviser Law Examination. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 65 test sections * Economic Factors and Business Information * Investment Vehicle Characteristics * Client Investment Recommendations and Strategies * Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 65 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Economic Factors and Business Information section covers: * Business cycle * Auditor disclosures * Systematic risk * IRR * SEC filings The Investment Vehicle Characteristics section covers: * Insured deposits * Government agency bonds * Bond premium * Discounted cash flow * Derivative securities * Variable life insurance The Client Investment Recommendations and Strategies section covers: * Sole proprietorship * Strategic asset allocation * Volatility * Qualified retirement plans * Roles in trading securities * Yield-to-maturity The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section covers: * Investment advisor * Authority of the administrator * Soft dollars * Reverse churning * BC/DR pla

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