series 24 exam secrets study guide series 24 test review for the general se

New. No dust jacket. Mometrix Test Preparation's Series 24 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their General Securities Principal Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes: * Practice test questions with detailed answer explanations * Tips and strategies to help you get your best test performance * A complete review of all Series 24 test sections * Supervision of Registration of the Broker Dealer and Personnel Management Activities * Supervision of General Broker Dealer Activitieis * Supervision of Retail and Institutional Customer Related Activities * Supervision of Trading and Market Making Activities * Supervision of Investment Banking and Research Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners. The Mometrix guide is filled with the critical information you will need in order to do well on your Series 24 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam. The Registration of the Broker Dealer and Personnel Management Activities section covers: * FINRA By-Laws * Registration of Investment Advisers * NASD Rules The General Broker Dealer Activitieis section covers: * Sales at the Market * Misleading Appearances * Fraud and Misrepresentation The Retail and Institutional Customer Related Activities section covers: * Money Laundering * Public Communications * Misleading Sales Literature The Trading and Market Making Activities section covers: * Front Running Policy * Trading Halts * Data Systems The Investment Banking and Research section covers: * Underwriting Compensation and Arrangements * Placements of Securities Issued by Members * Required Notifications for New Public Offerings...and much more!

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